Case profilePleaded guiltyFederalEDNY

USA v. Lowe, Ringel, Cooper, and Grewal

John Lowe and Richard Ringel pleaded guilty to securities fraud for involvement in a multi-year insider trading scheme, with co-defendants David Cooper, a FINRA-registered broker, and Randy Grewal also pleading guilty to securities fraud. Each defendant faces a maximum sentence of 20 years' imprisonment.

Forward this

Filed: Jun 22 · 12:00 UTCUpdated: Jun 22 · 21:05 UTC

Defendants (4)

John Lowe
Trader
Richard Ringel
Trader
David Cooper
BrokerFINRA-registered firm
Randy Grewal
Trader

Charges

Securities fraud

SourceU.S. Department of Justice ↗

https://www.justice.gov/usao-edny/pr/broker-and-three-traders-plead-guilty-multi-year-insider-trading-scheme