SEC

The SEC updated its agenda to indicate that a key crypto rulemaking is slated to be released for public comment in July, signaling progress on its long-promised crypto safe harbor.

The SEC has listed proposed rule changes for crypto broker-dealers, digital assets on national securities exchanges, and potential safe harbors as part of its 2026 agenda. The focus is on regulatory updates related to cryptocurrency and digital asset trading frameworks.

Two traders are suing Polymarket, alleging the platform incorrectly resolved a market as 'No' despite Strategy's SEC filing revealing it sold 32 BTC between May 26 and May 31. The plaintiffs claim the resolution was unjustified based on the disclosed transaction data.

The SEC has lifted the suspension on BGL Securities and BGL Asset Management, as confirmed in their response to a media inquiry. The entities are now reinstated following the ban's removal.

SEC Commissioner Hester Peirce anticipates the Clarity Act passing this summer, which would establish a federal framework for crypto markets and divide oversight between the SEC and CFTC. The bill aims to clarify the Howey Test for investment contracts and shield developers from liability. Peirce emphasized regulatory goodwill and urged building long-term crypto solutions, while SEC Chair Paul Atkins highlighted free-market reforms and new investment initiatives.

The SEC is requesting public feedback on how to regulate emerging ETF structures and investment strategies as issuers introduce more specialized products.

The SEC is reconsidering novel ETFs and has initiated a comment period to potentially overhaul U.S. regulations related to these investment vehicles. The move signals a regulatory review process aimed at updating existing frameworks.

The SEC is reviewing regulations for a new class of ETFs linked to prediction markets, prompted by a surge in crypto funds and advancements in prediction markets. The focus is on determining appropriate regulatory frameworks for these fast-growing financial products.

The SEC secured a $5.5 million default judgment against the alleged fake crypto platform NanoBit. The judgment addresses claims related to the platform's fraudulent operations.

The SEC secured a $5.4 million judgment against NanoBit for operating a fraudulent crypto trading platform. The agency alleged that NanoBit misappropriated hundreds of thousands of dollars from investors.

The SEC has resolved its case against NanoBit, a cryptocurrency platform accused of deceiving investors and embezzling funds. The final judgment mandates over $5 million in fines.

The Supreme Court overturned a 91-year precedent, allowing President Trump to dismiss key federal regulators like SEC and CFTC commissioners at his discretion for nearly any reason. The decision occurs during a significant period for cryptocurrency regulation.

The SEC and CFTC are seeking public feedback on unified portfolio margin rules across securities and derivatives, focusing on cross-margining, collateral, and risk management. This initiative aims to address the growing complexity of cryptocurrency derivatives and multi-asset trading.

A MAGA congressional candidate was discharged from a finance job at a $22 billion firm due to claims of 'unapproved activity' by the SEC.

Congress faces a shrinking window to finalize a bipartisan cryptocurrency oversight deal before midterms, with unresolved issues including restrictions on Trump's digital asset profits and staffing for the SEC and CFTC. Lawmakers aim to address ethics provisions but face challenges in securing Trump's approval and House support.

House Democrats have questioned the SEC about trading platforms offering AI agent advisers that make investment decisions for retail investors. The inquiry focuses on the role of AI in shaping consequential financial choices on behalf of individual investors.

Pump.fun is offering a chief legal officer role with a salary ranging from $1 million to $5 million. The position involves handling SEC oversight, MiCA rules, and U.K. regulations.

The article questions the legitimacy of Kamboj Ventures due to unverifiable claims, sketchy websites, and stock photos. It mentions parents and friends earning 5% monthly interest through a one-year contract with withdrawal fees, but raises red flags like a dummy business number and an SEC filing address at a small California grocery store.

CME Group sued the CFTC over the agency's classification of perpetual futures as futures contracts instead of swaps. The CFTC and SEC are seeking public comment to clarify the definition of 'swaps' amid the lawsuit.

Morgan Stanley filed amendments for Ethereum (ETH) and Solana (SOL) ETFs, highlighting the lowest fees in the market. The amendments indicate ongoing communication with the SEC and progress toward the ETFs' launch.

President delays confirmation hearing of former SEC head Jay Clayton as US intelligence chief. President blames Democrats for blocking intelligence legislation over appointment of Bill Pulte in acting role.

Benchmark identified the SEC's proposal to rescind Rules 611 and 610(e) as the most consequential U.S. crypto regulation this year. The SEC aims to remove these rules as part of its regulatory approach to the cryptocurrency market.

The SEC is making a significant effort to establish a regulatory framework for tokenization, but experts suggest this approach may lack the durability of a comprehensive regulatory rule. The initiative aims to streamline processes for tokenized assets, though its long-term effectiveness remains uncertain.

President Trump nominated Jay Clayton, former SEC chair, as director of national intelligence. The New York Times sued the Pentagon over press restrictions, and a judge allowed a UFC fight at the White House to proceed.

Gary Gensler rejects the CFTC's claim of authority over prediction market sports betting. He calls the claim 'malarkey' and disputes the CFTC's jurisdiction in this area.

Gary Gensler supports states in their fight over prediction market regulation, stating Congress did not intend to place sports betting under exclusive federal oversight.

The SEC's plan to eliminate Rule 611, which governs stock orders and quotes, could facilitate trading of tokenized US stocks on decentralized platforms, according to Galaxy's Alex Thorn. The proposed change is seen as removing a significant regulatory barrier for this emerging financial technology.

Gary Gensler, a former SEC and CFTC chair, argues that prediction markets do not override state regulations. The statement addresses regulatory oversight of financial instruments.

The SEC’s proposal to eliminate key NMS rules could facilitate large-scale trading of tokenized US equities by DeFi automated market makers, according to analysts. Galaxy's Thorn highlighted that removing these barriers would enable such trading.

Trump names former SEC head Jay Clayton as US intelligence chief. The President has faced backlash in Congress over his pick of Bill Pulte as acting director of national intelligence.

Texas Tech quarterback Brendan Sorsby, who was initially deemed ineligible for betting on his own team, has been cleared to play after a Texas judge granted an injunction. Cody Campbell, a prominent Texas Tech booster, has threatened lawsuits against the College Football Playoff and warned conferences like the Big Ten and SEC that boycotting games with Texas Tech could constitute antitrust violations. The Big 12 Conference is evaluating its stance on the situation.

Sen. Elizabeth Warren requested the SEC to delay SpaceX's IPO, citing concerns over valuation and governance. Warren highlighted Elon Musk's 'uniquely unchecked' power as SpaceX's majority shareholder.

Elizabeth Warren urged the SEC to delay SpaceX's IPO before its Nasdaq debut, citing concerns about valuation, Elon Musk's near-total control, and index fund rule changes that could force passive investors into the offering.

Backpack US has appointed Michael S. Piwowar to its board. Piwowar served as an SEC commissioner from 2013 to 2018.

GSR has received FINRA approval to complete the acquisition of Equilibrium Capital Services, a Portland-based SEC-registered broker-dealer. The acquisition was first announced in October 2025.

OpenAI has filed preliminary paperwork with the SEC for a potential IPO, which could lead to it becoming a publicly traded company. The company is considered the third in a leading trio of artificial intelligence firms.

OpenAI, the creator of ChatGPT, filed confidential SEC paperwork to pursue an IPO, potentially leading to a Wall Street debut. The filing marks a step toward OpenAI becoming a publicly traded company, positioning it as part of a leading trio of artificial intelligence firms.

OpenAI filed preliminary paperwork with the SEC for an IPO, which could lead to a Wall Street debut. The company, known for ChatGPT, is the third in a trio of major AI companies to pursue public listing.

OpenAI has filed paperwork with the SEC to go public. The company stated it expected the information to leak and is announcing it proactively.

OpenAI has confidentially filed for an IPO, following Anthropic's similar move and preceding SpaceX's planned public offering. The filings highlight a growing trend of AI companies preparing for Wall Street debuts.